Investor Complaints
“As per the provisions of the SEBI Circular SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0686 dated December 13, 2021 (the “Circular”), all registered Investment Advisers are required to disclose the Investor Charter, as provided in the Circular, to their clients on their registered e-mail. . The Investor Charter comprises, inter alia, the details of the services provided to the clients, their rights, dos and don’ts, responsibilities, details of grievance redressal mechanism, and certain responsibilities of the clients while dealing with the Investment Advisers”. The Investment Charter can be downloaded here
- Investors can file a complaint with respect to Investment Advisor “Caspian” at info@caspian.in
- Investors can file a complaint with respect to Caspian SME Impact Fund IV and Caspian Leap for Agriculture Fund at aifcompliance@caspian.in
- Alternatively, Investor can file the complaints at https://scores.gov.in/scores/Welcome.html